Question: What Is A Securities Expert Witness?



Answer: This is someone that has spent years in the securities industry and is familiar with all products related to the area of finance. Good knowledge of insurance and annuities is helpful. Finally, the expert should be licensed in securities (Series 7), preferably as a manager (Series 24) as well as in variable annuities and insurance. He should have experience testifying in arbitration forums as well as in the courts. Finally, it is helpful if your securities expert has been appointed as an Arbitrator for one or all of the arbitration forums i.e. NASD, NYSE., PSE or AMEX .



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